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Utah Division of Securities

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What's New

Featured image for “INVESTOR ALERT: Apertum Holding Ltd.”

INVESTOR ALERT: Apertum Holding Ltd.

September 29, 2026
The Utah Division of Securities (Division) is issuing a warning regarding Apertum.io, DAO1, and their associated products offered by Apertum…
Featured image for “Utah Man Sentenced to 180 Months for $89M Investment Fraud Case”

Utah Man Sentenced to 180 Months for $89M Investment Fraud Case

September 2, 2026
On September 2, 2026, Judge Ann Marie McIff Allen of the U.S. District Court for the District of Utah sentenced…
Featured image for “INVESTOR ALERT: Unauthorized Impersonation of North Capital Private Securities Corporation”

INVESTOR ALERT: Unauthorized Impersonation of North Capital Private Securities Corporation

August 14, 2026
Referrals to the Utah Division of Securities and the FBI claim impostors established an entity called North Capital Markets and…

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Divisions of Securities

Division of Securities

Mailing Address: P.O. Box 146760, Salt Lake City, UT 84114-6760
Physical Address: Heber M. Wells Building 2nd Floor 160 East 300 South Salt Lake City, Utah 84111

Contact Info

Phone: (801) 530-6600
Email: [email protected]
Hours: 8:00 AM to 5:00 PM
Monday - Friday

Closed for State and Federal Holidays

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