Utah Division of Securities

Protecting Utah Investors Through Education, Regulation, and Action

Licenses

Industry Compliance

Investor Education

Corporate Finance

Enforcement

Online Database

Securities Library

Check Before You Invest

File a Complaint
Whistleblower Referral
GRAMA
Securities Commission
Securities Firm Vulnerable Adult Reporting
Utah Investor Guide eBook

What's New

Featured image for “Year in Review: The Utah Department of Commerce’s 2025 highlights”

Year in Review: The Utah Department of Commerce’s 2025 highlights

January 7, 2026
Strengthening trust in Utah’s commercial activities and protecting consumers was the driving commitment behind every milestone the Department of Commerce…
Featured image for “Dr. Roger Silvers Appointed as Newest Member of the Utah Securities Commission”

Dr. Roger Silvers Appointed as Newest Member of the Utah Securities Commission

January 7, 2026
Salt Lake City, Utah – The Utah Department of Commerce’s Division of Securities has announced the appointment of Dr. Roger…
Featured image for “Old Tricks, New Twists: Avoiding Investment Scams in 2026”

Old Tricks, New Twists: Avoiding Investment Scams in 2026

January 5, 2026
The digital age has brought unprecedented convenience and connection, but it has also provided fertile ground for fraudsters to refine…

Follow us online

Divisions of Securities

Division of Securities

Mailing Address: P.O. Box 146760, Salt Lake City, UT 84114-6760
Physical Address: Heber M. Wells Building 2nd Floor 160 East 300 South Salt Lake City, Utah 84111

Contact Info

Phone: (801) 530-6600
Email: [email protected]
Hours: 8:00 AM to 5:00 PM
Monday - Friday

Closed for State and Federal Holidays

Services

  • File a Complaint
  • Whistleblower Referral
  • Check Before You Invest

Resources

    • GRAMA Record Request
    • Privacy Policy
The Utah Department of Commerce will be closed on Wednesday, July 24, in observance of the Pioneer Day holiday. However, online services will remain available.
close-link
Powered by Convert Plus
The Utah Department of Commerce will be closed on Monday, Sep 02, in observance of the Labor Day holiday. However, online services will remain available.
close-link
Powered by Convert Plus
The Utah Department of Commerce will be closed on Monday, Oct 14, in observance of the Columbus Day. However, online services will remain available.
close-link
Powered by Convert Plus
The Utah Department of Commerce will be closed on Thursday, Nov 28, in observance of the Thanksgiving Day. However, online services will remain available.
close-link
Powered by Convert Plus
The Utah Department of Commerce will be closed on Monday, Feb 17, in observance of the President's Day. However, online services will remain available.
close-link
Powered by Convert Plus
The Utah Department of Commerce will be closed on Monday, May 26, in observance of Memorial Day. However, online services will remain available.
close-link
Powered by Convert Plus
The Heber Wells Building will close at 4 p.m. today. All in-person services will resume at normal business hours on Friday, June 13, and all online services will remain available today.
close-link
Powered by Convert Plus
The Utah Department of Commerce will be closed on Monday, June 16, in observance of the Juneteenth holiday. However, online services will remain available.
close-link
Powered by Convert Plus
The Division of Professional Licensing will be temporarily closed on 24th Jun, Tuesday for in-person service from 10:00 am to approximately 12:30 pm for an employee training. All online services remain available.
close-link
Powered by Convert Plus
The Utah Department of Commerce will be closed on Thursday, July 24, in observance of Pioneer Day. However, online services will remain available.
close-link
Powered by Convert Plus
The Utah Department of Commerce will be closed on Monday, September 1, in observance of Labor Day. However, online services will remain available.
close-link
Powered by Convert Plus
The Office of the Homeowners’ Association Ombudsman is officially open! All community associations must submit a new registration with the Office of the HOA Ombudsman no later than November 7, 2025. Please click here for more information.
close-link
Powered by Convert Plus
Translate »