Below you'll find a list of all posts that have been tagged as “Division of Securities”
In light of the closure of the Securities and Exchange Commission regional office in Salt Lake City, many questions have arisen regarding what it means for Utah and the regulation of the state’s financial institutions. The SEC has been a strong partner with the Division over the years both in Salt Lake City and other regional offices. We would like …
Fee amounts to change for state-issued licenses and registrations from the Division of Securities and Division of Corporations and Commercial Code SALT LAKE CITY (June 14, 2022) – The Utah Department of Commerce announces a reduction in fees for certain business filings and investor industry licensing. Fee reductions amount to an estimated savings of $5.2 million dollars to business owners …
Have you wondered what the Division of Securities can do for you? A bit of historical perspective might provide a better understanding. Founded in 1919 as the Securities Commission for enforcement of Utah’s Blue Sky laws, the Utah Division of Securities now enforces the Utah Uniform Securities Act. The Act has five objectives:¬ to license broker-dealers and their agents, investment …
