Have you wondered what the Division of Securities can do for you? A bit of historical perspective might provide a better understanding. Founded in 1919 as the Securities Commission for enforcement of Utah’s Blue Sky laws, the Utah Division of Securities now enforces the Utah Uniform Securities Act. The Act has five objectives:¬ to license broker-dealers and their agents, investment …
Tips to Make Sure You’re Ready to Register Your Business
Utah Department of Commerce, Division of Corporations and Commercial Code has been registering more entities than previous years (1.36% more LLC’s in 2019.) With so many people setting up new businesses, we want to help the process go more smoothly. Sometimes people come to our OneStop Business Registration System first before they know how they want to file. We at …
Our Office of Consumer Services, Watching out for the Small Utility Customer
Have you ever heard news reports of utility rate changes or discovered new charges on your utility bill and wondered who was looking out for you, the small utility customer? The good news is that the Office of Consumer Services is established in Utah law to do just that: to advocate on behalf of residential and small commercial customers of …
What is a Security? From the Division of Securities.
Security is a term used often in financial transactions. Generally speaking, a security is a tool used to generate a financial gain. Most people understand securities to be stocks and bonds and know that special laws apply to securities, but many do not realize that Utah law defines “securities” far more broadly than just stocks or bonds. A security also …
Introducing our Office of the Property Rights Ombudsman
What is an Ombudsman? The term “ombudsman” typically refers to someone appointed by the government to investigate or resolve disputes between citizens and their government. Utah’s Office of the Property Rights Ombudsman helps individuals and government agencies understand and comply with constitutional rights when actions taken, or authorized, by state and local government affect property rights. The Office is staffed …
Real Estate License Management System (RELMS)
RELMS – (Real Estate License Management System) All Real Estate Licensees will set up an online RELMS Account when initially licensed and will be able to update any personal information, make changes to license status or brokerage affiliation, view completed continuing education as well as print and renew the license. Best way to access RELMS is through the Division of …
Consumer Protections New Online Intake Process
Our Division of Consumer Protection has recently launched a new Online Complaint Process. Now consumers can file complaints entirely online, including submitting digital copies of their evidence related to their complaints. The new online complaint process is integrated with a new investigative software database that Division personnel will be using to investigate complaints. This new online intake process allows the …
Governor Cox Proposes Occupational Licensure Review Process After Receiving Reports From First Executive Order
[Salt Lake City] – Governor Spencer Cox has proposed a new Systemic Licensure Review Process after receiving agency reports to his first Executive Order addressing occupational licensing. This new process will ensure that Utah’s license reform efforts continue long after the executive order. “Regulatory creep is real. Regulations exist to protect the health and safety of Utah residents, but tend …
Gov. Spencer Cox and Attorney General Sean Reyes Announce $26 Billion Agreement with Opioid Distributors/Manufacturer
SALT LAKE CITY – Utah Gov. Spencer Cox and Attorney General Sean D. Reyes today announced a historic $26 billion agreement that will help bring desperately needed relief to people across the country who are struggling with opioid addiction. The agreement includes Cardinal, McKesson, and AmerisourceBergen – the nation’s three major pharmaceutical distributors – and Johnson & Johnson, which manufactured …
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